Licensing and Service Providers

Regulatory Oversight

• Ontario Securities Commission (OSC)

Licenses

• Exempt Market Dealer (EMD)
• Portfolio Manager (PM)
• Investment Fund Manager (IFM)

in the provinces of

• British Columbia, Alberta, Ontario, Quebec and Nova Scotia.
• Limited availability of services available under regulatory exemption in the province of Newfoundland and Labrador.

Service Suppliers

• Custodial services: Canaccord Genuity Corp. (Canaccord holds our investor’s securities and reports their positions directly to them)
• Auditors: MNP LLP
• Lawyers: Koskie Minsky LLP
• Fund Administrative Service Provider: Pinnacle Fund Services (for the Takota Premium Value Partnership)