Licensing and Service Providers

Regulatory Oversight

  • Ontario Securities Commission (OSC)

Licenses

  • Exempt Market Dealer (EMD)
  • Portfolio Manager (PM)
  • Investment Fund Manager (IFM)

in the provinces of

  • British Columbia, Alberta, Ontario, Quebec and Nova Scotia.
  • Limited availability of services available under regulatory exemption in the province of Newfoundland and Labrador.

Service Suppliers

  • Custodial services: Canaccord Genuity Corp. (Canaccord holds our investor’s securities and reports their positions directly to them)
  • Auditors: MNP LLP
  • Lawyers: Koskie Minsky LLP
  • Fund Administrative Service Provider: Pinnacle Fund Services (for the Takota Premium Value Partnership)
Print This Page