
Licensing and Service Providers
Regulatory Oversight
- Ontario Securities Commission (OSC)
Licenses
- Exempt Market Dealer (EMD)
- Portfolio Manager (PM)
- Investment Fund Manager (IFM)
in the provinces of
- British Columbia, Alberta, Ontario, Quebec and Nova Scotia.
- Limited availability of services available under regulatory exemption in the province of Newfoundland and Labrador.
Service Suppliers
- Custodial services: Canaccord Genuity Corp. (Canaccord holds our investor’s securities and reports their positions directly to them)
- Auditors: MNP LLP
- Lawyers: Koskie Minsky LLP
- Fund Administrative Service Provider: Pinnacle Fund Services (for the Takota Premium Value Partnership)
